Tag: SEC
SEC proposes rule to resolve conflict of interest in ABS
(Finance) – More than 14 years after the great financial crisis and 12 after the approval of the Dodd-Frank Act – the main reform intervention of Wall Street after the…
Bloomberg pays the SEC $5 million for misleading stock price information
(Finance) – Bloomberg Finance LP ha agreed to pay $5 million to the Securities and Exchange Commission (SEC) for “misleading information” relating to its paid subscription service, BVAL, which provides…
SEC, $5 million to whistleblower to help in a case
(Finance) – The Securities and Exchange Commission (SEC), the US body that supervises the stock exchange, has awarded more than $5 million to a whistleblower whose information led to law…
Crypto, SEC accuses 11 individuals of $ 300 million pyramid scheme
(Finance) – The Securities and Exchange Commission (SEC) has blamed 11 people for their role in creating and promoting Forsageone fraudulent pyramid scheme based on cryptocurrencies and a Ponzi scheme…
SEC studies new rules for the execution of orders from retail investors
(Finance) – “At this moment, there is no level playing field between the different parts of the market: wholesalers, dark pools and lit exchanges. It is not clear, with such…
IEG, “Solar” result for the first edition of SEC
(Finance) – Three days of technological showcase on one of the most central sectors for the energy transition and, therefore, for the global economy, at a time when international tensions…
Musk (Tesla) accuses the SEC of restricting his right to freedom of expression
(Finance) – The clash between Elon Musk continuesfounder of Tesla, and the Securities and Exchange Commission (SEC), which is the US federal body responsible for the supervision of the stock…