Tag: SEC
NYSE, Citadel and Schwab against new SEC rules on stock trading
(Finance) – The largest US stock market manager, the largest retail brokerage firm and the largest market maker have asked the Securities and Exchange Commission (SEC) of the United States…
SEC proposes rule to resolve conflict of interest in ABS
(Finance) – More than 14 years after the great financial crisis and 12 after the approval of the Dodd-Frank Act – the main reform intervention of Wall Street after the…
Bloomberg pays the SEC $5 million for misleading stock price information
(Finance) – Bloomberg Finance LP ha agreed to pay $5 million to the Securities and Exchange Commission (SEC) for “misleading information” relating to its paid subscription service, BVAL, which provides…
SEC, $5 million to whistleblower to help in a case
(Finance) – The Securities and Exchange Commission (SEC), the US body that supervises the stock exchange, has awarded more than $5 million to a whistleblower whose information led to law…
Crypto, SEC accuses 11 individuals of $ 300 million pyramid scheme
(Finance) – The Securities and Exchange Commission (SEC) has blamed 11 people for their role in creating and promoting Forsageone fraudulent pyramid scheme based on cryptocurrencies and a Ponzi scheme…
SEC studies new rules for the execution of orders from retail investors
(Finance) – “At this moment, there is no level playing field between the different parts of the market: wholesalers, dark pools and lit exchanges. It is not clear, with such…
IEG, “Solar” result for the first edition of SEC
(Finance) – Three days of technological showcase on one of the most central sectors for the energy transition and, therefore, for the global economy, at a time when international tensions…
Musk (Tesla) accuses the SEC of restricting his right to freedom of expression
(Finance) – The clash between Elon Musk continuesfounder of Tesla, and the Securities and Exchange Commission (SEC), which is the US federal body responsible for the supervision of the stock…