Tag: Supervisory
CONSOB and IVASS strengthen collaboration and coordination in supervisory activities
(Finance) – The CONSOB el’IVASS they have signed three Memoranda of Understanding For strengthen collaboration and coordination in supervisory activities on issuers supervised by CONSOB that fall within the supervisory…
The Swedish Financial Supervisory Authority fined Klarna 500 million kroner | News in brief
Swedish Financial Supervisory Authority has given the payment service company Klarna Bank AB a warning and a fine of SEK 500 million for violating anti-money laundering regulations. The Financial Supervisory…
Supervisory Authority: Risks to Financial Stability in Italy Are Currently Contained
(Finance) – The meeting was held today at the headquarters of the Bank of Italy in Rome. First meeting of the Macroprudential Policy Committeeestablished pursuant to Legislative Decree no. 207…
ECB appoints three new members of the Supervisory Board
(Finance) – The Governing Council of the European Central Bank (ECB) has nominated Sharon Donnery, Pedro Machado and Patrick Montagner as representatives of the ECB on the Supervisory Board for…
CONSOB, redetermined supervisory contribution for issuers of widespread financial instruments
(Finance) – CONSOB communicated that, with resolution dated 21 March 2024, the contribution rate 2024 provided for issuers of financial instruments disseminated among the public to a significant extent. The…
The Financial Supervisory Authority warns: Bankers are salesmen
Few banks have advice that is independent, according to Moa Langemark, consumer protection economist at FI. – My tip is that, as a consumer, ask the bank if the advice…
Deutsche Bank, Spanish supervisory authority opens disciplinary proceedings
(Finance) – The Comisión Nacional del Mercado de Valores (CNMV), the Spanish correspondent of CONSOB, has sanctioning proceedings initiated against Deutsche Bank for the consultancy service provided to Spanish clients…
Third Sector, note from the Ministry of Labor on appointments to supervisory bodies
(Finance) – The Ministry of Labor and Social Policies has released directorial note no. 14432 regarding “Articles. 30 and 31 Third Sector Code. Activation of obligations to appoint the control…
School, Valditara “Stop diploma factories. An extraordinary supervisory plan is underway”
(Finance) – More controls, also through the financial police, but above all an extraordinary supervisory plan For combat the phenomenon of diploma mills in schools. The Minister of Education and…
ESMA will initiate supervisory action on MiFID II sustainability requirements
(Finance) – The European Securities and Markets Authority (ESMA), the EU financial markets regulator and supervisor, will launch ajoint supervisory action (CSA) sui MiFID II sustainability requirements. The objective of…